The CMA provides many services and manuals for securities companies and institutions as well as securities issuing companies in order to facilitate operations of such companies and account for decisions taken and new rules set to upgrade capital market efficiency and credibility. In this part, services rendered by the CMA are pointed out in the light of market legal framework. Being keen to facilitate procedures to customers, the CMA established the one-stop shop through which three types of services are provided:
Section One: includes services to securities companies:
• Establishment of securities companies, including mutual funds.
• Licensing to practice different activities.
• Licensing staff.
• Receiving invitations to attend ordinary/extraordinary general meetings.
• Ratification minutes of board meetings and ordinary/extraordinary general meetings.
• Other services: transfer of share ownership – executers' registration – securities transactions of board members and their relatives.
Section two: includes services to issuing companies:
• Applications for approval on issuance of establishment shares/ capital increase/ adjusting nominal value.
• Prospectuses of IPOs and private placement for shares, bonds and mutual funds.
• Buying and selling offers.
• Delivering and receiving of financial statements and complementary explanations.
• Licensing of open mutual funds submitted by banks and insurance companies.
• Registering of auditors of mutual funds.
• Other services related to issuing companies, such as responding to inquiries about the capital market.
• Attending ordinary/extraordinary general meetings.
• Other services, including:
1. Applications for copies of previous approvals on issuance of shares (establishment / increase / decrease / adjusting nominal values of shares).
2. Applications for authorized copies of reports on in-kind committees and mergers of companies previously evaluated by the CMA.
3. Dissemination of daily bulletins on market activity at CASE.
Section Three: services related to individual investors in securities:
• Receiving complaints against both securities and issuing companies.
• Receiving applications for suspension of ordinary/extraordinary meetings of issuing companies.
• Responding to all questions and inquiries.
